INVESTORS CAPITAL CORP

Investors Capital Corporation (AMEX:ICH) is a nationally recognized securities firm with more than $5 billion in assets under management as of August 31, 2005. The company is comprised of experienced Registered and Financial Professionals throughout the United States. Investors Capital was founded to meet the consumers' needs in today's financial market. Our investment professionals are dedicated to building long-term relationships.

Investors Capital is committed to providing a wide variety of investment options based on experience, integrity and sound investment principles. We specialize in designing investment portfolios exclusively for the individual client's financial needs and goals. Our registered representatives are secure in knowing that they can give their clients the personal attention and appropriate investments for the clients' individual unique interests and objectives. 

Investors Capital Corporation is represented by Registered Securities Representatives and Financial Planners throughout the United States. Investors Capital, an independent Broker/Dealer, was founded to provide service and security products to meet the consumers' needs in today's financial arena. Our investment professionals are dedicated to building long-term relationships with their clients. 

Investors Capital Corporation is one of the nation's most innovative and respected brokerage firms. Our financial professionals have access to a wide variety of products and services. The financial products offered through ICC are from well-respected and financially sound companies. They are constantly monitored by our staff for their integrity and adherence to their stated objectives. 

In conjunction with Pershing, a division of Bank of New York, Investors can successfully service not only the individual client, but also professional stockbrokers, financial institutions and banks. Pershing, a correspondent brokerage to independent financial institutions, has been serving the financial community since 1939. 

Investors Capital belongs to the National Association of Securities Dealers (FINRA) a self-regulatory organization. Investor's membership to the Securities Investors Protection Corporation (SIPC) provides protection of client's accounts against losses to their account resulting from financial failure of a member firm for up to $500,000. 

Since registering as a Registered Investment Advisor, Investors Capital Advisory Services has become an industry leader in asset allocation. Investors clients' managed portfolios are designed to achieve the best possible returns with the least risk to achieve their financial objectives. To ensure that the client's original strategy is preserved, the account will be monitored constantly and rebalanced (if necessary) by an investment professional. Diversification does not assure against market loss.

Through Investors Capital Corporation, you may choose from the following selection of investment products and advisory services:

• Full Service Stock and Bond Trading
• Internet Trading
• Mutual Funds
• Fixed and Variable Annuities
• Life/LTC Insurance
• Money Market Accounts
• Mortgages
• Limited Partnerships
• Certificates of Deposit
• IRAs
• Unit Investment Trusts
• Individual Brokerage Accounts
• Investment Banking
• Mutual Fund Wrap Program
• Separately Managed Account Program
• Representative Directed Program
• Consulting/Financial Planning
• Third Party Advisory Programs
• Tax-Advantage Programs

Investors Capital Corporation is built on experience, integrity and sound investment principles. The sound ICC investment philosophy is to help you build your business. Today's investor expects to work with an investment professional who understands their needs, concerns, and financial goals. Investors Capital Corporation provides their Registered Representatives with the resources, training and support required to develop long and trusting relationships with their clients. 

An Investors Capital financial professional is able to provide optimum value with risk control based on asset allocation, performance monitoring and portfolio rebalancing. They will design portfolios for the client's individual financial needs and goals. Investors Capital Corporation is here today to help secure your tomorrow.

1031 EXCHANGE

A Tenant-in-Common (TIC) 1031 Exchange allows you to exchange your management-intensive property for an institutional-quality property with the potential to generate steady income, tax benefits and appreciation.

STOCKS & BONDS

Not only do we offer over 450 mutual fund companies, we also offer full service stock and bond trading.  On the go, too busy with your day-to-day routine, or just want a professional to conduct your trade for you, we make investing easy.  Call Jason Wingert for details and pricing.

OIL & GAS PROGRAMS

ANNUITIES

IRAS

Should I open a Traditional IRA or ROTH IRA?  It's a very popular question.  Jason not only works with his clients to determine which IRA is right for them, he also assists in selecting an investment vehicle suitable to each client to invest within the IRA.  Choices of investments inside an IRA are not limited to just 450 mutual fund companies, stock, or bonds, there are many other investments to choose from.  Contact Jason Wingert to determine what products are best suited for you.

IRA Contribution Limits

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Solo 401k plans are for sole proprietors or people running small businesses. These products allow for larger amounts to be deferred toward retirement.  The sole proprietor must have no additional employees other than the spouse of the proprietor or partnerships whose only employees are self-employed partners and their spouses. The administrator of the plan is simply the business owner, their spouse or a partner.

Using the Individual(k) or Solo(k) plan can benefit small business owners tremendously in terms of personal and company taxes. The rules allow for more money to be set a side over other more traditional qualified plans. Talk to Jason Wingert to see if these plans could work for you.

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QUALIFIED PLANS

IRA, 401(k), ROTH, IRA, SIMPLE IRA, Rollover IRA, Keogh, SEP IRA, 403(b), and more!  We are here to guide you in selecting and understanding which plan best fits you.   

529 COLLEGE SAVINGS

529 plans are state-sponsored education savings plans designed to help family's set-aside funds for future college costs. Created under Section 529 of the Internal Revenue Code, 529 plans provide compelling savings advantages, such as tax-deferred accumulation, federal tax-free earnings for qualified withdrawals, reduction in estate taxes, and special gift tax treatment. Additionally, 529 plans offer personal control and flexibility over assets and beneficiaries.  College tuition rates are rising at record levels. Get a head start with Section 529 state college savings plan, and help your children reach for the stars.

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